Job Description
Enhance regulatory compliance at TD Asset Management as an Analyst in Toronto. This role focuses on governance oversight and adherence to investment fund regulations within a renowned financial institution.
As part of the Regulatory & Policy Governance group, you will report to the Managing Director and support various committee activities. The successful candidate will possess at least 2 years of experience in compliance or regulatory roles, with excellent communication and detail-oriented skills.
Key Responsibilities:
• Support policy governance and committee reporting
• Track compliance procedures and document key controls
• Facilitate audit coordination and documentation
• Establish strong relationships with compliance and legal teams
• Monitor conflicts of interest matters
Requirements:
• 2+ years experience in compliance or regulatory sectors
• Preferred university degree/diploma
• Proficient in using Microsoft 365 applications
• Strong attenti...
As part of the Regulatory & Policy Governance group, you will report to the Managing Director and support various committee activities. The successful candidate will possess at least 2 years of experience in compliance or regulatory roles, with excellent communication and detail-oriented skills.
Key Responsibilities:
• Support policy governance and committee reporting
• Track compliance procedures and document key controls
• Facilitate audit coordination and documentation
• Establish strong relationships with compliance and legal teams
• Monitor conflicts of interest matters
Requirements:
• 2+ years experience in compliance or regulatory sectors
• Preferred university degree/diploma
• Proficient in using Microsoft 365 applications
• Strong attenti...