Chief Compliance Officer, TD Global Asset Management (Japan)
TD
📍 Japan, Tokyo, Japan
Job Description
Description
:Job Details
Provide leadership to ensure the global compliance program that supports the asset management business aligns to the Regulatory Compliance Management program elements. The Chief Compliance Officer may also serve as the Money Laundering Reporting Officer (MLRO). This role will require working closely with a broad array of stakeholders in Compliance, Governance & Control, Legal and the business both in Europe, North America and Asia.
Accountabilities will include, but not be limited to:
As Chief Compliance Officer for TD Global Asset Management (Japan) KK will assist the business in upholding a strong culture of compliance and provide independent oversight of compliance with applicable laws, regulations and guidelines using a risk-based approach.
Assess the adequacy of, adherence to, and effectiveness of day-today Regulatory Compliance Management (RCM) controls, including Financial Crime Risk Man...