Compliance Officer
We are looking for a proactive and detail-oriented Compliance Officer with 4–6 years of experience in the asset and fund management industry, preferably within Singapore or other APAC markets. The successful candidate will support the development, implementation, and monitoring of the firm’s compliance program, ensuring alignment with local and regional regulations.
Key Responsibilities
Ensure compliance with all applicable Singapore regulations, including but not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Variable Capital Companies Act (VCC Act), Companies Act (CA), MAS Notices, Guidelines, and the Code on Collective Investment Schemes.Review and monitor fund management activities, discretionary mandates, and investment advisory services for regulatory compliance.Maintain and update compliance policies and procedures to reflect evolving MAS requirements and...