Job Description
Position Overview
As Compliance Operations Associate, you’ll be reporting to a Senior Compliance Operations Associate focusing on managing compliance risk, implementing changes to gain operational efficiencies for the overall Compliance team, reporting on key operational and performance metrics and creating procedures, guidelines and escalation protocols for new key tools/tasks.
Responsibilities:
Adjudicate sanctions alerts from multiple sources.
Investigate potential suspicious expert activity.
Identify and report anomalies and trends in risk mitigation findings.
Help validate the identities of our experts and investigate anomalies.
Track and report compliance-related performance of employees’ and our Compliance team to report findings to senior leadership.
Identify and implement operational eff...