Compliance & Trade Practices Law - Randstad

Compliance Operations Specialist – Risk & Governance

• Leading Financial Services Company
• 6 Month Contract (can go permanent)
• Good Daily Rate

The Company

The employer is a large-scale financial services institution operating within the Pacific market. As a key player in the wealth management and retirement sector, the organization maintains a complex regulatory framework to support its diverse member base.

The Role

Operating within the Line 2 Risk and Compliance function, this role focuses on the systematic management, reporting, and analysis of regulatory incidents and breaches.

• Breach Lifecycle Management : Lead the end-to-end process of compliance incident assessments and the drafting of formal reports for regulators.
• Reporting & Data Governance: Design and maintain internal dashboards to track incident status and perform data analysis to identify systemic trends or recurring i...