Job Description
Elevate ivari's compliance initiatives as a Senior Compliance Testing Manager, focusing on audits and regulatory adherence in a diverse team environment. Lead the charge in compliance testing and quality assurance.
As the Senior Compliance Testing Manager, you will conduct essential compliance testing and manage audits within ivari's Distribution Compliance team. Your understanding of regulatory framework paired with a detail-oriented approach will help the organization identify potential compliance gaps. This role is crucial in ensuring adherence to policies that protect ivari’s clients and operations.
Key Responsibilities:
• Conduct annual compliance reviews and audits
• Analyze data for compliance gaps and make recommendations
• Oversee controls testing procedures and reporting
• Monitor and report on remediation efforts
• Initiate market conduct reviews of agents
Requirements:
• Post-secondary education relevant to auditing
• Necessary designations: CP...
As the Senior Compliance Testing Manager, you will conduct essential compliance testing and manage audits within ivari's Distribution Compliance team. Your understanding of regulatory framework paired with a detail-oriented approach will help the organization identify potential compliance gaps. This role is crucial in ensuring adherence to policies that protect ivari’s clients and operations.
Key Responsibilities:
• Conduct annual compliance reviews and audits
• Analyze data for compliance gaps and make recommendations
• Oversee controls testing procedures and reporting
• Monitor and report on remediation efforts
• Initiate market conduct reviews of agents
Requirements:
• Post-secondary education relevant to auditing
• Necessary designations: CP...